Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

803 sourced firms · query 88 ms

Reported as registered
THE PATRIOT FINANCIAL GROUP, LLC
CRD 172470 · SEC 801-80245
WALPOLE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PRACTICAL PLANNER
CRD 130601 · SEC 801-129924
GROTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PUTNAM ADVISORY COMPANY, LLC
CRD 106631 · SEC 801-5097
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE SHER WEALTH MANAGEMENT GROUP
CRD 172369 · SEC 801-131993
NEEDHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WATERMILL GROUP
CRD 163370 · SEC 801-126185
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THIRD ROCK VENTURES, LLC.
CRD 161185 · SEC 802-75143
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THL MANAGERS VII, LLC
CRD 171042 · SEC 801-79656
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THORNTREE CAPITAL PARTNERS LP
CRD 283643 · SEC 801-107747
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIAA KASPICK, LLC
CRD 104554 · SEC 801-28179
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIGER IRON CAPITAL, LLC
CRD 283006 · SEC 801-110145
ANDOVER, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIMBER CREEK CAPITAL MANAGEMENT, LLC
CRD 146220 · SEC 801-68817
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIMBUKTU CAPITAL MANAGEMENT, LLC
CRD 131084 · SEC 801-125812
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIMMONS WEALTH MANAGEMENT
CRD 165914 · SEC 801-129964
ATTLEBORO, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TITANIUM ADVISORS, LLC
CRD 153943 · SEC 801-123566
FRANKLIN, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TOC-23 ERA
CRD 337423 · SEC 802-133894
HINGHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TQM WEALTH PARTNERS
CRD 282979 · SEC 801-136473
MARBLEHEAD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRANSFORMATION CAPITAL
CRD 307367 · SEC 802-118284
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRAUB CAPITAL MANAGEMENT
CRD 136851 · SEC 801-70068
NEEDHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TREMONT REALTY CAPITAL LLC
CRD 283569 · SEC 801-107676
NEWTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRILLIUM ASSET MANAGEMENT
CRD 110901 · SEC 801-17958
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026