Exempt Reporting Adviser
AFRICAN INFRASTRUCTURE INVESTMENT MANAGERS PROPRIETARY LIMITED
CRD 329351 · SEC 802-130409
CAPE TOWN, WESTERN CAPE
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 364 ms
Exempt Reporting Adviser
AFRICINVEST GLOBAL MANCO
CRD 315905 · SEC 802-122155
EBENE, CYBERCITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AFT US CAPITAL LLC
CRD 335448 · SEC 801-134095
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AFT, FORSYTH & SOBER, LLC
CRD 162858 · SEC 801-76925
VALRICO, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AFT, FORSYTH AND COMPANY, INC.
CRD 137404 · SEC 801-64757
JUPITER, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AFTON ADVISORS, LLC
CRD 300884 · SEC 801-135419
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AFTON CAPITAL MANAGEMENT
CRD 159797 · SEC 802-133787
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AG (AUSTRALIAN GULF) CAPITAL LIMITED LIABILITY COMPANY
CRD 334105 · SEC 802-131746
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AG ASSET ADVISORY, LLC
CRD 154406 · SEC 801-80760
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AG DILLON ASSET MANAGEMENT LP
CRD 328384 · SEC 801-136045
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AG FINANCIAL
CRD 140226 · SEC 801-66579
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AG GLOBAL ADVISORS LLC
CRD 155398 · SEC 801-71972
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AGA MANCO LP
CRD 342391 · SEC 802-137208
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AGAMERICA LENDING LLC
CRD 164866 · SEC 801-112914
LAKELAND, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AGATE CAPITAL PARTNERS
CRD 310823 · SEC 802-119738
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AGATE PASS INVESTMENT, LLC
CRD 155049 · SEC 801-115003
BAINBRIDGE ISLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AGAVE CAPITAL MANAGEMENT LIMITED
CRD 336705 · SEC 802-133882
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AGC EQUITY PARTNERS INVESTMENT MANAGEMENT LIMITED
CRD 339362 · SEC 802-134974
GEORGE TOWN, GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AGELLUS CAPITAL, LLC
CRD 330152 · SEC 801-129997
CLAYTON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AGEMY WEALTH ADVISORS, LLC
CRD 218512 · SEC 801-134548
DEVER, CO
Source release August 3, 2026 · retrieved August 18, 2026