Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 203 ms

Reported as registered
DESTINATION WEALTH MANAGEMENT
CRD 110365 · SEC 801-53077
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEW POINT CAPITAL
CRD 305010 · SEC 801-122323
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DFJ DRAGON
CRD 162467 · SEC 802-75172
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DFJ GROWTH
CRD 162463 · SEC 802-75173
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DIGITALDX VENTURES MANAGEMENT, LLC
CRD 306743 · SEC 802-130172
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DIGITX MANAGEMENT CO., LLC
CRD 300549 · SEC 802-115260
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DILIGENT INVESTORS, LLC
CRD 158708 · SEC 801-72643
REDLANDS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIMENSIONS WEALTH MANAGEMENT, LLC
CRD 298928 · SEC 801-123725
ROSEVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIPSEA CAPITAL, LLC
CRD 257787 · SEC 801-128488
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DISHMI CAPITAL, LLC
CRD 336392 · SEC 801-132899
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DISTRIBUTION COGNIZANT, LLC
CRD 322048 · SEC 801-126083
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIVCO WEST REAL ESTATE SERVICES, LLC
CRD 156762 · SEC 801-74082
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIVERSIFI CAPITAL INC
CRD 242788 · SEC 801-121391
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIVERSIS CAPITAL MANAGEMENT, L.P.
CRD 300773 · SEC 801-119205
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIVISAR CAPITAL MANAGEMENT, LLC
CRD 149091 · SEC 801-107612
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DKM WEALTH MANAGEMENT, INC.
CRD 316778 · SEC 801-127619
STOCKTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DLK INVESTMENT MANAGEMENT
CRD 149096 · SEC 801-69825
SOLANA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DNX VENTURE PARTNERS IV
CRD 333106 · SEC 802-131545
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DNX VENTURES
CRD 336680 · SEC 802-133784
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DNX VENTURES
CRD 301664 · SEC 802-117549
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026