Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 194 ms

Exempt Reporting Adviser
COLLABORATIVE FUND MANAGEMENT LLC
CRD 167366 · SEC 802-78024
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COLLE CAPITAL
CRD 301073 · SEC 802-115152
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLER CAPITAL INC
CRD 158102 · SEC 801-80195
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC
CRD 328015 · SEC 801-128738
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COLLIDE CAPITAL
CRD 318806 · SEC 802-123397
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLINS ADVISORS, LLC
CRD 129270 · SEC 801-72267
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLTRANE ASSET MANAGEMENT, L.P.
CRD 165131 · SEC 801-79541
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLUCCI WEALTH MANAGEMENT LLC
CRD 338046 · SEC 801-134725
BRIGHTWATERS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMA CAPITAL MANAGEMENT, LLC
CRD 319783 · SEC 802-136111
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMMODORE CAPITAL
CRD 304370 · SEC 801-117168
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMONWEAL VENTURES MANAGEMENT, LLC
CRD 334257 · SEC 802-131953
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMUNITAS CAPITAL PARTNERS, LLC
CRD 318772 · SEC 802-124989
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
COMMUNITY CAPITAL ADVISORS LLC
CRD 342301 · SEC 801-136758
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMUNITY TAILORED OPPORTUNITIES LLC
CRD 329076 · SEC 802-129489
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMPANY VENTURE CAPITAL MANAGEMENT, LLC
CRD 299250 · SEC 802-129082
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS ADVISORS
CRD 288256 · SEC 801-110409
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS GROUP LLC
CRD 108772 · SEC 801-58080
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS ROSE ASSET MANAGEMENT
CRD 297010 · SEC 801-113397
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPLETE ADVISORS
CRD 307127 · SEC 801-118206
VALLEY STREAM, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPOUND ADVISORS, LLC
CRD 165300 · SEC 801-136655
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026