Reported as registered
EXETER FINANCIAL, LLC
CRD 143420 · SEC 801-67719
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
213 sourced firms · query 59 ms
Reported as registered
FAITH INVESTOR SERVICES
CRD 313337 · SEC 801-121223
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
FAMILY OFFICE INVESTMENT ADVISORY LLC
CRD 339607 · SEC 801-135842
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FARNAM FINANCIAL
CRD 306180 · SEC 801-132622
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL DIRECTIONS LLC
CRD 108475 · SEC 801-56919
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL LIFE PLANNERS
CRD 129415 · SEC 801-127888
TEMPE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL PLANNING FIRST, LLC
CRD 319273 · SEC 801-134756
TUSCON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOOTHILLS ADVISORS, LLC
CRD 298408 · SEC 801-129654
CAVE CREEK, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORM PROSPERITY WEALTH ADVISORS, LLC
CRD 307792 · SEC 801-135626
CHANDLER, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORTITUDE FAMILY OFFICE
CRD 317615 · SEC 801-122907
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORTRESS FINANCIAL SOLUTIONS, LLC
CRD 143969 · SEC 801-131567
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOUNDATIONS INVESTMENT ADVISORS LLC
CRD 175083 · SEC 801-100512
PHOENIX, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GALVIN, GAUSTAD & STEIN, LLC
CRD 153410 · SEC 801-71464
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GI PARTNERS
CRD 161573 · SEC 801-73556
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GLOBAL STRATEGIC NEXTGEN OCIO
CRD 175300 · SEC 801-114835
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GORDIAN ADVISORS, LLC
CRD 121362 · SEC 801-115049
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GPS INVESTMENTS
CRD 333381 · SEC 801-131396
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GR FINANCIAL GROUP, LLC
CRD 172370 · SEC 801-80641
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
GRAYHAWK CAPITAL, LLC
CRD 330681 · SEC 802-130420
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
CRD 306068 · SEC 801-117895
TEMPE, AZ
Source release August 3, 2026 · retrieved August 18, 2026