Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 172 ms

Reported as registered
AFT US CAPITAL LLC
CRD 335448 · SEC 801-134095
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AG ASSET ADVISORY, LLC
CRD 154406 · SEC 801-80760
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AGATE CAPITAL PARTNERS
CRD 310823 · SEC 802-119738
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AGRIGLOBE LAND ADVISORS, LLC
CRD 337868 · SEC 801-134780
FRESNO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AHOY CAPITAL
CRD 300100 · SEC 801-116907
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AI FUND GROWTH VENTURES
CRD 341123 · SEC 802-135962
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AI FUNDS
CRD 328886 · SEC 801-136370
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AI VENTURES
CRD 335674 · SEC 802-132690
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AI VENTURES MANAGEMENT, LLC
CRD 290536 · SEC 802-112030
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AII CAPITAL MANAGEMENT, LLC
CRD 299674 · SEC 801-117633
MOORPARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIIM PARTNERS
CRD 298224 · SEC 802-130060
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIM MANAGEMENT COMPANY, LP
CRD 335675 · SEC 802-132788
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIMTOP ADVISORS, LLC
CRD 312935 · SEC 802-120641
CUPERTINO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AIRE ADVISORS, LLC
CRD 307450 · SEC 801-119842
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIX ALPHA LLC
CRD 341115 · SEC 802-135741
CORONA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIX VENTURES LLC
CRD 322702 · SEC 802-126643
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
AJAX HEALTH MANAGEMENT COMPANY, LLC
CRD 340280 · SEC 801-135675
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AK GLOBAL ASSET MANAGEMENT, LLC
CRD 137530 · SEC 801-134611
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AKKADIAN VENTURES, INC.
CRD 171036 · SEC 801-110375
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALAMAR CAPITAL MANAGEMENT, LLC
CRD 154413 · SEC 801-119070
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026