Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

584 sourced firms · query 69 ms

Reported as registered
AXIOM INVESTORS
CRD 109605 · SEC 801-56651
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AYRSHIRE CAPITAL MANAGEMENT LLC
CRD 157883 · SEC 801-114750
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AYRTON CAPITAL LLC
CRD 286298 · SEC 801-126270
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCE POINT CAPITAL ADVISORS, LLC
CRD 264789 · SEC 801-103476
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARRON FINANCIAL GROUP, LLP
CRD 140504 · SEC 801-123451
TORRINGTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASSO CAPITAL MANAGEMENT, L.P.
CRD 132311 · SEC 801-64130
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASTION MANAGEMENT II LLC
CRD 309685 · SEC 801-120915
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAXTER INVESTMENT MANAGEMENT
CRD 106548 · SEC 801-1939
RIVERSIDE, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYPOINTE PARTNERS, LLC
CRD 331273 · SEC 801-131165
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEIRNE.
CRD 167103 · SEC 801-77726
SHELTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BHARCAP PARTNERS, LLC
CRD 315679 · SEC 801-126545
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BHMS INVESTMENTS, LP
CRD 162554 · SEC 801-126219
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BIRINYI ASSOCIATES, INC.
CRD 107169 · SEC 801-37267
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BLACK OAK CAPITAL MANAGEMENT, LLC
CRD 286481 · SEC 802-109957
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLKBRD ASSET MANAGEMENT
CRD 329262 · SEC 801-134033
OLD GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLT FUND MANAGER LLC
CRD 166743 · SEC 801-78651
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUE DOOR ASSET MANAGEMENT, LLC
CRD 314457 · SEC 801-121473
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BOLDROSE CAPITAL
CRD 313272 · SEC 802-128106
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BOURGEON CAPITAL MANAGEMENT LLC
CRD 108054 · SEC 801-56289
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRADLEY FOSTER & SARGENT INC
CRD 106928 · SEC 801-46616
HARTFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026