Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

95 sourced firms · query 45 ms

Reported as registered
OASIS ADVISORS
CRD 335555 · SEC 801-132394
FOREST CITY, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PALADIN WEALTH PARTNERS
CRD 285303 · SEC 801-112430
CLIVE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PECAUT WEALTH MANAGEMENT
CRD 2997 · SEC 801-49498
SIOUX CITY, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PETERSON FINANCIAL GROUP, INC.
CRD 169519 · SEC 801-120786
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLAN2THRIVE FINANCIAL
CRD 317005 · SEC 801-132052
ELDRIDGE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRINCIPAL ADVISED SERVICES
CRD 297324 · SEC 801-114432
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRINCIPAL ASSET MANAGEMENT
CRD 109002 · SEC 801-55959
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRINCIPAL REAL ESTATE
CRD 109008 · SEC 801-55618
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRINCIPAL SECURITIES, INC.
CRD 1137 · SEC 801-54949
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUAD-CITIES INVESTMENT GROUP, LLC
CRD 154113 · SEC 801-71612
DAVENPORT, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RDA FINANCIAL NETWORK
CRD 147309 · SEC 801-69651
AKRON, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RETIRERIGHT CONSULTING GROUP
CRD 300925 · SEC 801-116809
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIA ADVISORY GROUP, LLC
CRD 152566 · SEC 801-117837
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC
CRD 321109 · SEC 801-125868
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SITUSAMC REAL ESTATE VALUATION SERVICES, LLC
CRD 106747 · SEC 801-36840
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
STACKSTONE WEALTH, LLC
CRD 342692 · SEC 801-136461
DUBUQUE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEELE CAPITAL MANAGEMENT, INC.
CRD 107097 · SEC 801-50636
DUBUQUE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STONEFIELD INVESTMENT ADVISORY, INC.
CRD 113802 · SEC 801-134194
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYVERSON STREGE
CRD 109228 · SEC 801-54959
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TFP MANAGEMENT, LLC
CRD 313543 · SEC 801-121243
BETTENDORF, IA
Source release August 3, 2026 · retrieved August 18, 2026