Reported as registered
ATIVO CAPITAL MANAGEMENT, LLC
CRD 125303 · SEC 801-65975
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
793 sourced firms · query 79 ms
Reported as registered
ATTUCKS ASSET MANAGEMENT, LLC
CRD 118891 · SEC 801-60958
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURELIEN CAPITAL MANAGEMENT LLC
CRD 317988 · SEC 802-135861
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVATHON CAPITAL MANAGEMENT LP
CRD 332243 · SEC 801-131200
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVOCET CAPITAL MANAGEMENT LLC
CRD 156261 · SEC 801-124866
NORTHBROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AZA CAPITAL MANAGEMENT
CRD 109784 · SEC 801-54428
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALYASNY ASSET MANAGEMENT L.P.
CRD 138111 · SEC 801-66002
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANKERS LIFE ADVISORY SERVICES, INC.
CRD 281285 · SEC 801-106953
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANTAMAC CAPITAL, LLC
CRD 307765 · SEC 801-120965
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARD ASSOCIATES INC
CRD 104984 · SEC 801-28820
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BARREL VENTURES MANAGEMENT, LLC
CRD 330756 · SEC 802-130183
EVANSTON, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARRETT UPTON CAPITAL PARTNERS
CRD 326104 · SEC 801-127797
LAKE FOREST, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARRETT WEALTH CONNECTION LLC
CRD 161020 · SEC 801-130511
SPRING GROVE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BATES FINANCIAL ADVISORS, INC.
CRD 116515 · SEC 801-72191
ROCKFORD, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BCF VENTURE PARTNERS LLC
CRD 341438 · SEC 802-136211
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BCM CAPITAL MANAGEMENT LLC
CRD 337570 · SEC 801-134190
NORTHFIELD, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BCU WEALTH ADVISORS, LLC
CRD 164173 · SEC 801-81122
VERNON HILLS, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BDT CAPITAL PARTNERS
CRD 160914 · SEC 801-73499
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BENCHMARK CAPITAL GROUP LTD.
CRD 123698 · SEC 801-120729
GALENA, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BENCHMARK INVESTMENT ADVISORS LLC
CRD 159705 · SEC 801-73022
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026