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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

89 sourced firms · query 51 ms

  • Reported as registered

    PRIVATE CLIENT SERVICES, LLC

    CRD 120222 · SEC 801-71475

    LOUISVILLE, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    Q2 WEALTH MANAGEMENT

    CRD 314932 · SEC 801-134286

    LEXINGTON, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    RELIANT WEALTH PLANNING, LLC

    CRD 286230 · SEC 801-108818

    LOUISVILLE, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    RESEARCH & PORTFOLIO MANAGEMENT

    CRD 157609 · SEC 801-121337

    CRESCENT SPRINGS, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    RICKETTS FINANCIAL, LLC

    CRD 309381 · SEC 801-118963

    LOUISVILLE, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SALING WEALTH ADVISORS

    CRD 283226 · SEC 801-107417

    LOUISVILLE, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    THE GLEASON GROUP, INC.

    CRD 175104 · SEC 801-96195

    PROSPECT, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    THE PROSPERITY PEOPLE

    CRD 124957 · SEC 801-123671

    BELLEVUE, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    TODD ASSET MANAGEMENT LLC

    CRD 109473 · SEC 801-55565

    LOUISVILLE, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    TONY WALKER FINANCIAL

    CRD 145457 · SEC 801-120466

    BOWLING GREEN, KY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    TOWNSEND FINANCIAL PLANNING

    CRD 141571 · SEC 801-130686

    MT. STERLING, KY

    Source release August 3, 2026 · retrieved August 18, 2026