Reported as registered
CARDINAL CAPITAL MANAGEMENT INC
CRD 108076 · SEC 801-40703
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
325 sourced firms · query 69 ms
Exempt Reporting Adviser
CARDINAL COMPANIES, LLC
CRD 333429 · SEC 802-131463
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAROLINA FINANCIAL ADVISORS, INC.
CRD 118823 · SEC 801-120773
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAROLINA WEALTH MANAGEMENT, INC.
CRD 131393 · SEC 801-63091
GREENVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.
CRD 157822 · SEC 801-73773
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASCADES CAPITAL ASSET MANAGEMENT, LLC
CRD 167102 · SEC 801-113166
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASSIA CAPITAL PARTNERS LLC
CRD 159911 · SEC 801-119057
WINSTON SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
CASTLE WEALTH GROUP
CRD 342075 · SEC 801-136529
MOORESVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHARTER WEALTH MANAGEMENT
CRD 162299 · SEC 801-117854
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHURCHILL INVESTMENT MANAGEMENT, LLC
CRD 305060 · SEC 801-121168
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEARVIEW WEALTH MANAGEMENT
CRD 166812 · SEC 801-112778
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLEGIATE CAPITAL MANAGEMENT, INC.
CRD 118205 · SEC 801-64622
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLIE FINANCIAL PLANNING, INC.
CRD 134884 · SEC 801-123192
BLACK MOUNTAIN, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLWICK FUNDS GP, LLC
CRD 162923 · SEC 801-117065
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLONY FAMILY OFFICES, LLC
CRD 167017 · SEC 801-77764
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLTON GROOME FINANCIAL ADVISORS, LLC
CRD 128365 · SEC 801-113274
ASHEVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPERIO RETIREMENT CONSULTING, INC.
CRD 140786 · SEC 801-66831
CARY, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONDUCTOR CAPITAL MANAGEMENT, LLC
CRD 334351 · SEC 802-132371
DURHAM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORDGRASS CAPITAL ADVISORS, LLC
CRD 311528 · SEC 801-122270
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORNERSTONE ADVISORS, LLC
CRD 300891 · SEC 801-114872
ASHEVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026