Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

86 sourced firms · query 57 ms

Reported as registered
PEAK WEALTH MANAGEMENT LLC
CRD 281036 · SEC 801-118166
NASHUA, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHOENIX INTERNATIONAL INVESTMENTS LLC
CRD 170692 · SEC 801-115103
NASHUA, NH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PREPUBLIC EQUITY PARTNERS
CRD 338251 · SEC 802-135047
MANCHESTER, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIME BUCHHOLZ LLC
CRD 106455 · SEC 801-37429
PORTSMOUTH, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBBINS FARLEY LLC
CRD 286581 · SEC 801-118427
BEDFORD, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBERT A. ZOCK & CO.,INC.
CRD 110480 · SEC 801-11929
SUTTON, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEASCAPE CAPITAL MANAGEMENT,LLC
CRD 126928 · SEC 801-79293
PORTSMOUTH, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SECURE PLANNING
CRD 42179 · SEC 801-55630
PORTSMOUTH, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SFM, LLC
CRD 116564 · SEC 801-79426
MANCHESTER, NH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIP CAPITAL
CRD 335856 · SEC 802-132572
PORTSMOUTH, NH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SIP GLOBAL OPPORTUNITY MANAGER LLC
CRD 318547 · SEC 802-132630
PORTSMOUTH, NH
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SOONER PRIVATE FINANCIAL LLC
CRD 340648 · SEC 801-135787
SALEM, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEELE STREET CAPITAL LLC
CRD 331520 · SEC 801-130911
PORTSMOUTH, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUMMIT WEALTH GROUP LLC
CRD 282205 · SEC 801-107026
EXETER, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE EIDEARD GROUP, LLC
CRD 139834 · SEC 801-66396
BEDFORD, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE FOUNDRY FINANCIAL GROUP, INC.
CRD 116823 · SEC 801-129329
LACONIA, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE HARBOR GROUP, INC.
CRD 105637 · SEC 801-22924
BEDFORD, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE LYME TIMBER COMPANY LLC
CRD 171953 · SEC 801-80140
HANOVER, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTH CONSERVATORY
CRD 115932 · SEC 801-132219
LEBANON, NH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THREE BEARINGS FIDUCIARY ADVISORS, INC.
CRD 283926 · SEC 801-108079
HAMPTON, NH
Source release August 3, 2026 · retrieved August 18, 2026