Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

438 sourced firms · query 67 ms

Reported as registered
BUCKMAN ADVISORY GROUP LLC
CRD 131688 · SEC 801-63540
LITTLE SILVER, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BULLDOG INVESTORS, LLP
CRD 151585 · SEC 801-70596
SADDLE BROOK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BYRNE ASSET MANAGEMENT, LLC
CRD 125221 · SEC 801-61943
KINGSTON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BYRON PLACE CAPITAL MANAGEMENT, LLC
CRD 282078 · SEC 801-130654
METUCHEN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CADIA PRIVATE CLIENT LLC
CRD 337400 · SEC 801-134227
PARSIPPANY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARNEGIE LAKE ADVISORS LLC
CRD 330024 · SEC 801-129720
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC
CRD 107865 · SEC 801-79218
FAIR HAVEN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CFS INVESTMENT ADVISORY SERVICES LLC
CRD 106577 · SEC 801-45064
TOTOWA, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHADLER INVESTMENT ADVISORY SOLUTIONS, LLC
CRD 165763 · SEC 801-107502
FAIRFIELD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHATHAM ASSET MANAGEMENT, LLC
CRD 157517 · SEC 801-73452
CHATHAM, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHATHAM WEALTH MANAGEMENT
CRD 111987 · SEC 801-58135
CHATHAM, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHERRYDALE WEALTH MANAGEMENT, LLC
CRD 171541 · SEC 801-110057
MONTCLAIR, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHP MANAGEMENT, INC. DBA CARDINAL PARTNERS
CRD 162054 · SEC 802-75252
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC
CRD 172454 · SEC 802-125861
MORRISTOWN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CIRCLE WEALTH MANAGEMENT, LLC
CRD 142878 · SEC 801-67841
SUMMIT, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CIRO CAPITAL LLC
CRD 329576 · SEC 801-136298
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEAR WAVE WEALTH MANAGEMENT, LLC
CRD 338582 · SEC 801-134561
RED BANK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLUMBUS HILL CAPITAL MANAGEMENT, L.P.
CRD 158336 · SEC 801-73277
SHORT HILLS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS PRIVATE WEALTH GROUP LLC
CRD 316785 · SEC 801-132197
SHORT HILLS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
CRD 119890 · SEC 801-61068
TOTOWA, NJ
Source release August 3, 2026 · retrieved August 18, 2026