Reported as registered
AC INVESTMENT MANAGEMENT LLC
CRD 140443 · SEC 801-66922
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
3,152 sourced firms · query 180 ms
Reported as registered
ACACIA ASSET MANAGEMENT LLC
CRD 287857 · SEC 801-111080
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADEMY ASSET MANAGEMENT
CRD 319774 · SEC 801-125719
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADIA INFRASTRUCTURE CAPITAL LP
CRD 326032 · SEC 801-130205
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC
CRD 126685 · SEC 801-62457
PLAINVIEW, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACCRETE MANAGEMENT, LLC
CRD 316777 · SEC 802-134448
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACCRETIVE, LLC
CRD 157364 · SEC 802-121620
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCRUED EQUITIES INC.
CRD 13452 · SEC 801-15504
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCUMULUS CAPITAL MANAGEMENT, LLC
CRD 160501 · SEC 801-74340
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACE & COMPANY NEW YORK, INC.
CRD 304442 · SEC 801-117713
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACHIEVE PARTNERS MANAGEMENT, LLC
CRD 299883 · SEC 801-114619
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACME CREDIT PARTNERS
CRD 328087 · SEC 801-129664
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACORE CAPITAL, LP
CRD 175054 · SEC 801-95178
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACORN ADVISORY CAPITAL, L.P.
CRD 133040 · SEC 801-63741
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACORN CAPITAL ADVISORS, LLC
CRD 304164 · SEC 801-120833
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACRE MANAGER, LLC
CRD 311363 · SEC 801-121950
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACRES
CRD 281190 · SEC 801-106763
UNIONDALE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACUMEN CAPITAL PARTNERS LLC
CRD 285564 · SEC 802-108698
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADALTA CAPITAL MANAGEMENT LLC
CRD 283771 · SEC 801-107823
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADC WEALTH MANAGEMENT, LLC
CRD 159083 · SEC 801-75532
MASSAPEQUA, NY
Source release August 3, 2026 · retrieved August 18, 2026