Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 115 ms

Reported as registered
ANCIENT ART, L.P.
CRD 141112 · SEC 801-67038
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANCOR CAPITAL PARTNERS
CRD 210524 · SEC 801-121994
SOUTHLAKE, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANDROS CAPITAL PARTNERS LLC
CRD 310641 · SEC 801-119986
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANKERSTAR WEALTH, LLC
CRD 170819 · SEC 801-131782
LEANDER, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANNANDALE CAPITAL, LLC
CRD 136667 · SEC 801-64802
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANSON FUNDS MANAGEMENT LP
CRD 125109 · SEC 801-74180
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEIRON
CRD 289273 · SEC 801-110974
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLEWHITE & BUYS FINANCIAL ADVISORS
CRD 169799 · SEC 801-134467
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLIED FINANCE ADVISORS, LLC
CRD 140054 · SEC 801-66461
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APPLIED INVESTMENT STRATEGIES, LLC
CRD 290280 · SEC 802-132270
AMARILLO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQS ASSET MANAGEMENT, L.L.C.
CRD 131544 · SEC 801-63166
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARA GC PARTNERS, LLC
CRD 334354 · SEC 801-133905
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARA PARTNERS
CRD 298845 · SEC 801-117788
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARENOVA CAPITAL LP
CRD 337226 · SEC 802-137196
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARGENT WEALTH MANAGEMENT, INC.
CRD 135376 · SEC 801-134004
ROUND ROCK, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARK WEALTH MANAGEMENT
CRD 317264 · SEC 801-123029
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARKOS GLOBAL ADVISORS, LLC
CRD 287466 · SEC 801-110406
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMADILLO LITIGATION FUNDING LLC
CRD 310764 · SEC 801-119729
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROYO ENERGY INVESTMENT PARTNERS LLC
CRD 173735 · SEC 801-100371
SPRING, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTESA FINANCIAL GROUP
CRD 153741 · SEC 801-122111
CONROE, TX
Source release August 3, 2026 · retrieved August 18, 2026