Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1789 ms

Reported as registered
36 SOUTH CAPITAL ADVISORS LLP
CRD 166406 · SEC 801-77793
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
360 AVIATION ADVISORS, LLC
CRD 334641
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
360 BUSINESS MANAGEMENT
CRD 330116
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
360 ONE ALTERNATES ASSET MANAGEMENT LIMITED
CRD 333515 · SEC 802-131847
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
360 ONE ASSET MANAGEMENT LIMITED
CRD 300914 · SEC 801-115268
MUMBAI,MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
360 ONE CAPITAL PTE LTD
CRD 265789 · SEC 802-106895
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
360 ONE PORTFOLIO MANAGERS LIMITED
CRD 307146 · SEC 801-118325
MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
360 WEALTH CREATION
CRD 339237
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
360DIVIDENDS
CRD 172101
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
361 FINANCIAL PLANNING, INC.
CRD 283581
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
364 INVESTING, LLC
CRD 326563
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
369 FINANCIAL LLC
CRD 307530
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
36ONE INTERNATIONAL IC LIMITED
CRD 331333 · SEC 802-130312
ST PETER PORT, GUERNSEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
395 FINANCIAL PLANNING
CRD 335271
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Pending / 120-Day Approval
3D ADVISOR GROUP, INC.
CRD 342109 · SEC 801-136280
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
3D HOLISTIC WEALTH
CRD 331809
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
3D INVESTMENT PARTNERS PTE. LTD.
CRD 282411 · SEC 802-107363
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3I INVESTMENTS PLC
CRD 159880 · SEC 802-75107
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3IQ DIGITAL ASSETS (US) INC.
CRD 339627 · SEC 802-135379
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026