Exempt Reporting Adviser
DRAPERDRAGON MANAGEMENT, LLC
CRD 329183 · SEC 802-129209
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
2,699 sourced firms · query 170 ms
Reported as registered
DRC INVESTMENT ADVISORS, LLC
CRD 332680 · SEC 801-132041
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DREAMERS MANAGEMENT LLC
CRD 299919 · SEC 801-134046
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DRH INVESTMENTS, INC.
CRD 164945 · SEC 801-114702
THOUSAND OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DST WEALTH MANAGEMENT LLC
CRD 302110 · SEC 801-118242
INDIAN WELLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUCENTA SQUARED ASSET MANAGEMENT
CRD 308920 · SEC 801-118857
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUCERE WEALTH MANAGEMENT
CRD 337471 · SEC 801-133896
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUNHAM
CRD 13162 · SEC 801-25803
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DUNLAP EQUITY MANAGEMENT, LLC.
CRD 130996 · SEC 802-136824
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWR WEALTH MANAGEMENT, LLC
CRD 133743 · SEC 801-122140
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DYNAMIC WEALTH STRATEGIES, LLC
CRD 167594 · SEC 801-126356
GRANITE BAY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
E.VENTURES MANAGEMENT VI, LLC
CRD 309084 · SEC 802-127792
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
E.VENTURES MANAGEMENT, LLC
CRD 304362 · SEC 802-116979
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
E12 VENTURE CAPITAL, LLC
CRD 325056 · SEC 802-127809
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EAGLE GROUP FINANCE LOAN CORP.
CRD 283364 · SEC 802-135640
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE WEALTH MANAGEMENT GROUP INC.
CRD 327052 · SEC 801-128270
VALENCIA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLESON ARNDT FINANCIAL ADVISORS
CRD 134098 · SEC 801-132373
THOUSAND OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EARNED WEALTH ADVISORS, LLC
CRD 108052 · SEC 801-57727
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EARTHSHOT VENTURES
CRD 319474 · SEC 802-124966
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAST BEACH ASSET MANAGEMENT, LLC
CRD 310563 · SEC 801-130553
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026