Pending / 120-Day Approval
EAST WEST WEALTH ADVISORS LLC
CRD 342776 · SEC 801-136751
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
2,699 sourced firms · query 173 ms
Exempt Reporting Adviser
EASTLINK CAPITAL MANAGEMENT, LLC
CRD 171406 · SEC 802-79708
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EBERT CAPITAL MANAGEMENT INC.
CRD 155169 · SEC 801-136176
EUREKA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ECHO45 ADVISORS LLC
CRD 307265 · SEC 801-118109
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ECLECTIC ASSOCIATES, INC.
CRD 111041 · SEC 801-21175
FULLERTON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ECLIPSE
CRD 255789 · SEC 802-101492
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ECOR1 CAPITAL, LLC
CRD 167121 · SEC 801-100470
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EDELMAN FINANCIAL ENGINES
CRD 104510 · SEC 801-55196
SANTA CLARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EDITION VENTURES LLC
CRD 338309 · SEC 802-134552
GREENBRAE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
EF PORTFOLIO
CRD 342386 · SEC 801-136424
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EHRLICH FINANCIAL GROUP
CRD 325595 · SEC 801-128007
LAGUNA NIGUEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EIGER WEALTH MANAGEMENT, LLC
CRD 304321 · SEC 801-116820
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EIGHTY-SEVEN CAPITAL MANAGEMENT, LLC
CRD 309390 · SEC 802-119063
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EL CAMINO GLOBAL CAPITAL, LLC
CRD 306044 · SEC 802-118373
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELDRIDGE ACRE PARTNERS, LP
CRD 328401 · SEC 801-129844
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELECTRIC CAPITAL PARTNERS, LLC
CRD 296943 · SEC 801-121925
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ELEFUND MANAGEMENT COMPANY, LLC
CRD 289501 · SEC 802-112561
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELEVATION WEALTH PARTNERS, LLC
CRD 123971 · SEC 801-81152
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELI CIRCLE CAPITAL, LP
CRD 326553 · SEC 801-132712
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELIOT FINKEL INVESTMENT COUNSEL, LLC
CRD 104695 · SEC 801-10139
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026