Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 189 ms

Reported as registered
ELITE PORTFOLIOS
CRD 327535 · SEC 801-128578
CARMEL BY THE SEA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELLA FINANCIAL ADVISING
CRD 307357 · SEC 801-135609
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELMWOOD WEALTH MANAGEMENT
CRD 165639 · SEC 801-110782
BERKELEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELYXIUM WEALTH LLC
CRD 328603 · SEC 801-130221
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMBARCADERO FINANCIAL GROUP
CRD 140929 · SEC 801-118400
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERALD BAY WEALTH MANAGEMENT LLC
CRD 160837 · SEC 801-132168
TAHOE CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERALD LAKE CAPITAL MANAGEMENT, L.P.
CRD 300395 · SEC 801-114785
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EMERGENCE EQUITY MANAGEMENT, INC
CRD 161547 · SEC 802-75160
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERSON EQUITY LLC
CRD 130032 · SEC 801-120835
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMPROS CAPITAL LLC
CRD 293159 · SEC 801-126284
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMPYREAN CAPITAL PARTNERS, LP
CRD 138978 · SEC 801-65586
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD 322382 · SEC 801-126102
DANVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENCORE CONSUMER CAPITAL, LP
CRD 157228 · SEC 801-73651
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENDOWE ADVISORY LLC
CRD 338697 · SEC 801-134897
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENDURANCE MC, LLC
CRD 341342 · SEC 802-136456
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENDURANCE28 VC LLC
CRD 307613 · SEC 802-122384
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENDURE CAPITAL, LLC
CRD 338391 · SEC 801-134351
LAKE FOREST, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENDURING WEALTH ADVISORS
CRD 323320 · SEC 801-127552
TEMECULA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC
CRD 283206 · SEC 802-107483
ORINDA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENGAGED CAPITAL
CRD 161251 · SEC 801-77057
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026