Reported as registered
NILES INVESTMENT MANAGEMENT, LLC
CRD 329384 · SEC 801-129726
PLANTATION, FL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
1,284 sourced firms · query 130 ms
Reported as registered
NOBLE FAMILY WEALTH
CRD 315152 · SEC 801-121626
CLEARWATER, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOCTUA INTERNATIONAL WMG, LLC
CRD 151170 · SEC 801-70538
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOESIS CAPITAL MANAGEMENT CORP
CRD 110819 · SEC 801-49934
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHAMPTON CAPITAL PARTNERS
CRD 329072 · SEC 801-130510
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHBRIDGE FINANCIAL GROUP, LLC
CRD 310394 · SEC 801-119466
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NOTCH VIEW CAPITAL MANAGEMENT, LLC
CRD 322002 · SEC 802-126030
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOVA WEALTH MANAGEMENT, INC.
CRD 169450 · SEC 801-128016
BONITA SPRINGS, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOVAK & POWELL FINANCIAL SERVICES, INC.
CRD 112970 · SEC 801-108964
ST. PETERSBURG, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NTV FRONTIER MANAGEMENT
CRD 329840 · SEC 802-132192
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NTV PROSPERITY MANAGEMENT
CRD 329839 · SEC 802-132191
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NUMA
CRD 164602 · SEC 801-76990
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NUVERSE ADVISORS LLC
CRD 119840 · SEC 801-61511
HALLANDALE BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NVERSES CAPITAL, LLC
CRD 323291 · SEC 801-134167
WELLINGTON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
O'LEARY VENTURES MANAGEMENT, L.P.
CRD 325968 · SEC 802-128200
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBION CAPITAL MANAGEMENT LP
CRD 329954 · SEC 801-129694
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OC INVESTMENT MANAGEMENT LP
CRD 314948 · SEC 801-121732
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCCUDO QUANTITATIVE STRATEGIES LP
CRD 310070 · SEC 801-121854
FORT LAUDERDALE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCEANIS FINANCIAL ADVISORS, INC.
CRD 307787 · SEC 801-118279
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCTOGONE NA
CRD 322478 · SEC 801-126432
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026