Exempt Reporting Adviser
AIX ALPHA LLC
CRD 341115 · SEC 802-135741
CORONA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 516 ms
Exempt Reporting Adviser
AIX VENTURES LLC
CRD 322702 · SEC 802-126643
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AJ ADVISORS
CRD 321606 · SEC 801-125760
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AJ CAPITAL MANAGEMENT LLC
CRD 291880 · SEC 801-112982
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AJAX CAPITAL LLC
CRD 298032 · SEC 801-135735
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
AJAX HEALTH MANAGEMENT COMPANY, LLC
CRD 340280 · SEC 801-135675
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AJB CAPITAL MANAGERS LLC
CRD 324444 · SEC 802-130057
HOLLYWOOD, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AJEEJ CAPITAL
CRD 335055 · SEC 802-132744
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AJF CAPITAL MANAGEMENT, INC.
CRD 126414 · SEC 801-94167
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AJOVISTA
CRD 314924 · SEC 801-122092
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AK GLOBAL ASSET MANAGEMENT, LLC
CRD 137530 · SEC 801-134611
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKF FUND HOLDINGS, LLC
CRD 311331 · SEC 802-123680
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKG CAPITAL MANAGEMENT LLC
CRD 342329 · SEC 802-136318
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AKKADIAN VENTURES, INC.
CRD 171036 · SEC 801-110375
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKL CAPITAL, LLC
CRD 322090 · SEC 802-126413
WOODRIDGE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKMAZO CAPITAL MANAGEMENT CO., LLC
CRD 315831 · SEC 802-122073
NEWTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKO CAPITAL LLP
CRD 160379 · SEC 802-74303
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AKRE CAPITAL MANAGEMENT, LLC
CRD 109242 · SEC 801-57156
MIDDLEBURG, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AKSIA LLC
CRD 143422 · SEC 801-67661
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKSIA PARTNERS LLC
CRD 337925 · SEC 802-134162
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026