Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 197 ms

Exempt Reporting Adviser
D. BORAL IM LLC
CRD 337593 · SEC 802-136888
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
D. E. SHAW & CO., L.P.
CRD 108679 · SEC 801-56171
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
CRD 135284 · SEC 801-64222
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
D/B/A RIVERSIDE CAPITAL MANAGEMENT
CRD 163078 · SEC 802-74701
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
D1 CAPITAL PARTNERS L.P.
CRD 297298 · SEC 801-113517
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DA CAPITAL LLC
CRD 329028 · SEC 802-130087
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DABRA CAPITAL PARTNERS, LLC
CRD 309575 · SEC 802-119345
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DAEDALIAN PARTNERS, LP
CRD 343163 · SEC 802-136708
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DAHAB ASSOCIATES INC
CRD 108356 · SEC 801-26495
BAY SHORE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DAIWA ASSET MANAGEMENT (AMERICA) LTD
CRD 126191 · SEC 801-72608
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DARK FOREST CAPITAL MANAGEMENT LP
CRD 312519 · SEC 801-120433
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DARK HORSE WEALTH LLC
CRD 159999 · SEC 801-132392
CAZENOVIA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DARSANA CAPITAL PARTNERS LP
CRD 170862 · SEC 801-79662
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DARWINS RIVER CAPITAL
CRD 334878 · SEC 801-132200
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DASTA INVESTMENTS LLC
CRD 315589 · SEC 801-122735
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DATAPOWER VENTURES
CRD 334379 · SEC 802-134169
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DAVENTRY GROUP LP
CRD 306533 · SEC 801-119485
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DAVERN CAPITAL PARTNERS, LP
CRD 323018 · SEC 801-134155
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DAVIDOV WEALTH GROUP, LLC
CRD 166794 · SEC 801-119871
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
CRD 155680 · SEC 801-72222
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026