Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 181 ms

Reported as registered
ESSENTIAL PARTNERS LLC
CRD 315959 · SEC 801-126327
RANCHO SANTA FE,, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ETHOS MANAGER LLC
CRD 310619 · SEC 802-119704
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EV MANAGEMENT COMPANY
CRD 301096 · SEC 802-114991
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EVANTIC CAPITAL, LLC
CRD 338533 · SEC 802-134468
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT
CRD 110263 · SEC 801-42861
REDWOOD CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVEREST PRIVATE WEALTH
CRD 142945 · SEC 801-120900
CUPERTINO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERETT HARRIS & CO
CRD 106830 · SEC 801-853
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERMONT WEALTH
CRD 168581 · SEC 801-118797
CLAREMONT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERY SECURITIES LLC
CRD 333167 · SEC 801-131410
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVOKE ADVISORS
CRD 300856 · SEC 801-115290
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVOLVE PRIVATE WEALTH, LLC
CRD 333932 · SEC 801-131749
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXCOLERE EQUITY PARTNERS, LLC
CRD 324822 · SEC 801-129408
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EXPA EC3 MGMT, LLC
CRD 323655 · SEC 802-127862
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXTRACT ADVISORS
CRD 285535 · SEC 801-117058
CALABASAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
F1 INVESTMENT MANAGEMENT, LLC
CRD 338669 · SEC 802-135802
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FACTORIAL FUNDS MANAGEMENT LLC
CRD 319107 · SEC 801-134037
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
FACTORY CAPITAL LLC
CRD 341250 · SEC 801-135866
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FACTORY HQ
CRD 315993 · SEC 802-122098
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRBANKS CAPITAL MANAGEMENT, INC.
CRD 107650 · SEC 801-50869
RANCHO SANTA FE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRCHILD FINANCIAL ADVISORS, INC.
CRD 165434 · SEC 801-121416
FOLSOM, CA
Source release August 3, 2026 · retrieved August 18, 2026