Exempt Reporting Adviser
PC OPPORTUNITY FUND ASSET MGR, LLC
CRD 326598 · SEC 802-128093
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
1,284 sourced firms · query 132 ms
Reported as registered
PC3 PARTNERS, LLC
CRD 339659 · SEC 801-134994
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAKSHARES LLC
CRD 329193 · SEC 801-129548
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENINSULA ASSET MANAGEMENT INC
CRD 108600 · SEC 801-17065
BRADENTON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENNANTPARK INVESTMENT ADVISERS, LLC
CRD 143149 · SEC 801-67622
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC
CRD 337750 · SEC 801-134327
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENTO PORTFOLIO STRATEGIES, LLC
CRD 159217 · SEC 801-121261
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENTWATER CAPITAL MANAGEMENT LP
CRD 156873 · SEC 801-72861
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERIGEE CAPITAL, LP
CRD 122085 · SEC 801-127281
SARASOTA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERSONAL FINANCIAL PROFILES INC
CRD 109327 · SEC 801-78068
CORAL SPRINGS, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERSONALIZED FINANCIAL SOLUTIONS LLC
CRD 306475 · SEC 801-131695
CLEARWATER, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PFG PRIVATE WEALTH MANAGEMENT, LLC
CRD 282301 · SEC 801-113163
LUTZ, FL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
PFS SIGNATURE WEALTH
CRD 342913 · SEC 801-136587
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHARVISION ADVISERS, LLC
CRD 311739 · SEC 801-120320
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PHASE 3 CAPITAL MANAGEMENT LLC
CRD 294408 · SEC 801-113155
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PICEA CAPITAL LLC
CRD 307775 · SEC 801-118458
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
PILOTAI WEALTH
CRD 337297 · SEC 801-134131
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINETREE ADVISORS CORP.
CRD 299275 · SEC 801-136741
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINVEST
CRD 331586 · SEC 801-130446
CORAL GABLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PIONEER FAMILY OFFICE, LLC
CRD 142856 · SEC 801-116725
NORTH MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026