Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 124 ms

Reported as registered
PROSIGHT CAPITAL
CRD 148791 · SEC 801-108047
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERA FINANCIAL SERVICES, INC.
CRD 10740 · SEC 801-65845
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROTA FINANCIAL
CRD 283776 · SEC 801-125895
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROVIDENT FINANCIAL PLANNING, LLC
CRD 291830 · SEC 801-123142
ADDISON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
PUBLIC SAFETY FINANCIAL GROUP, LLC
CRD 342737 · SEC 801-136772
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PUREWATER CAPITAL, LLC
CRD 166154 · SEC 801-133815
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QMP MANAGEMENT, LLC
CRD 285478 · SEC 801-118581
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUADCAP WEALTH MANAGEMENT, LLC
CRD 151490 · SEC 801-79483
FRISCO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUAKE CAPITAL
CRD 290746 · SEC 802-112305
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTOR CAPITAL LLC
CRD 332629 · SEC 801-131325
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTUM CAPITAL GROUP
CRD 160267 · SEC 801-74053
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTUM CAPITAL GROUP
CRD 174733 · SEC 801-88204
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUATTRO FINANCIAL ADVISORS
CRD 284852 · SEC 801-108263
MONTGOMERY, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUOTIENT WEALTH ASSET MANAGEMENT, LLC
CRD 336552 · SEC 801-133799
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUOTIENT WEALTH PARTNERS, LLC
CRD 326819 · SEC 801-128380
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QVIDTVM MANAGEMENT LLC
CRD 309456 · SEC 801-120722
THE WOODLANDS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RAIDO CAPITAL
CRD 342541 · SEC 802-136465
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RANGER ALTERNATIVE MANAGEMENT, L.P.
CRD 145543 · SEC 801-69133
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RANGER INVESTMENT MANAGEMENT,L.P.
CRD 124414 · SEC 801-62397
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RCP ADVISORS 2, LLC
CRD 289963 · SEC 801-111835
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026