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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

1,284 sourced firms · query 147 ms

  • Reported as registered

    PL CAPITAL ADVISORS, LLC

    CRD 162083 · SEC 801-79328

    NAPLES, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PL3 CAPITAL LP

    CRD 331201 · SEC 801-130423

    SUNNY ISLES BEACH, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PLAN CONFIDENCE CORPORATION

    CRD 283781 · SEC 801-107791

    SARASOTA, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    PLURAL CAPITAL

    CRD 328314 · SEC 802-130440

    MIAMI, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    POINCIANA ADVISORS GROUP, LLC

    CRD 137423 · SEC 801-118568

    PALM BEACH GARDENS, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    POLEN CAPITAL MANAGEMENT, LLC

    CRD 106093 · SEC 801-15180

    BOCA RATON, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    POLEN INTERNATIONAL EQUITY LLC

    CRD 340625 · SEC 801-135446

    BOCA RATON, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    POLYTOPE RESEARCH LLC

    CRD 333723 · SEC 802-132155

    MIAMI, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PONTA WEALTH PARTNERS, LLC

    CRD 330058 · SEC 801-132915

    WINTER PARK, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    POOLIT FUND MANAGEMENT, LLC

    CRD 322774 · SEC 801-126482

    MIAMI, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PORTFOLIO MEDICS, LLC

    CRD 145958 · SEC 801-113846

    BONITA SPRINGS, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    POWER FINANCIAL PARTNERS, LLC

    CRD 324253 · SEC 801-127238

    TAMPA, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PREMIA GLOBAL ADVISORS, LLC

    CRD 282426 · SEC 801-107142

    CORAL GABLES, FL

    Source release August 3, 2026 · retrieved August 18, 2026