Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 195 ms

Reported as registered
DLD ASSET MANAGEMENT, LP
CRD 170377 · SEC 801-79166
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DLJ REAL ESTATE CAPITAL PARTNERS, LLC
CRD 106238 · SEC 801-50763
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DME ADVISORS, LP
CRD 157074 · SEC 801-72947
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DME CAPITAL MANAGEMENT, LP
CRD 157081 · SEC 801-72946
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOCKSIDE PLATFORMS
CRD 330606 · SEC 801-131643
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOMAIN MONEY ADVISORS, LLC
CRD 316434 · SEC 801-122828
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOMANI ADVISORS
CRD 291796 · SEC 801-114799
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOME EQUITIES, LLC
CRD 159102 · SEC 801-78608
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOMINI IMPACT INVESTMENTS LLC
CRD 109505 · SEC 801-54701
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOMINUS CAPITAL MANAGEMENT, L.P.
CRD 156885 · SEC 801-73269
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DONALD SMITH & CO., INC.
CRD 104947 · SEC 801-10798
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DONALD SMITH, L.P.
CRD 285701 · SEC 801-108718
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOPKINS WEALTH MANAGEMENT, LLC
CRD 124209 · SEC 801-61818
WILLIAMSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOUBLE DUTY MONEY MANAGEMENT LLC
CRD 326792 · SEC 801-128084
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOUGLAS C. LANE & ASSOCIATES
CRD 282563 · SEC 801-107161
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOUGLASS WINTHROP ADVISORS LLC
CRD 108680 · SEC 801-56993
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DOWNTOWN INVESTMENT ADVISORY
CRD 168812 · SEC 801-110387
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DRA ADVISORS LLC
CRD 106311 · SEC 801-46908
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DRAPER ASSET MANAGEMENT, LLC
CRD 148136 · SEC 801-110197
SMITHTOWN, NY
Source release August 3, 2026 · retrieved August 18, 2026