Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 174 ms

Reported as registered
FINEC ASSET MANAGEMENT
CRD 231789 · SEC 801-132849
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINITE MANAGEMENT, LLC
CRD 314875 · SEC 801-122559
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINVEST
CRD 329172 · SEC 801-129242
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FINVISOR SPV LLC
CRD 335738 · SEC 802-132491
COVINA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRE CAPITAL MANAGEMENT, LLC
CRD 299218 · SEC 801-128262
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIREBOLT VENTURES MANAGEMENT COMPANY, LLC
CRD 171737 · SEC 802-79831
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIREWORK FUSE MANAGEMENT HOLDINGS, LLC
CRD 326115 · SEC 802-128314
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIREWORK VENTURES MANAGEMENT LLC
CRD 318070 · SEC 802-123450
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST FOUNDATION ADVISORS
CRD 106075 · SEC 801-35973
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRST GENERATION HOLDINGS LLC
CRD 333277 · SEC 802-132005
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRST HARMONIC GROUP LLC
CRD 334062 · SEC 802-132436
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST LIGHT RETIREMENT, LLC
CRD 314509 · SEC 801-121422
DEL MAR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST PACIFIC ADVISORS, LP
CRD 141823 · SEC 801-67160
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRST SPARK VENTURES, LLC
CRD 318886 · SEC 802-125830
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST TURN MANAGEMENT, LLC
CRD 327421 · SEC 801-128649
SOLANA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
CRD 171971 · SEC 801-15260
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRSTHAND CAPITAL MANAGEMENT, INC.
CRD 150647 · SEC 801-70365
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FISCHER INVESTMENT STRATEGIES, LLC
CRD 156883 · SEC 801-116986
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FISHER & WIENS WEALTH MANAGEMENT, LLC
CRD 286079 · SEC 801-108777
DANVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FISHER LYNCH CAPITAL, LLC
CRD 160694 · SEC 801-74059
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026