Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 234 ms

Reported as registered
DRYDEN CAPITAL, LLC
CRD 172648 · SEC 801-122859
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DSC MERIDIAN CAPITAL LP
CRD 296590 · SEC 801-120850
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DUALITAS
CRD 322597 · SEC 802-127339
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUMONT GLOBAL LP
CRD 305883 · SEC 801-117950
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DUNBAR
CRD 338510 · SEC 802-134465
HICKSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUNE REAL ESTATE PARTNERS LP
CRD 157455 · SEC 801-73450
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUNES POINT CAPITAL, L.P.
CRD 172538 · SEC 801-107563
RYE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DURATION CAPITAL PARTNERS LLC
CRD 329842 · SEC 801-129910
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DURATIONAL CAPITAL MANAGEMENT LP
CRD 291371 · SEC 801-119132
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DUTCH ASSET CORPORATION
CRD 170884 · SEC 801-122087
SELKIRK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DW PARTNERS, LP
CRD 155459 · SEC 801-71949
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
CRD 104518 · SEC 801-252
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DYNAMIC TRADING MANAGEMENT, LLC.
CRD 142638 · SEC 801-67375
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DYNASTY EQUITY PARTNERS MANAGEMENT, LLC
CRD 327607 · SEC 801-131103
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
E. MAGNUS OPPENHEIM & CO. INC.
CRD 14268 · SEC 801-14051
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGAN CAPITAL MANAGEMENT, LLC
CRD 126599 · SEC 801-68860
FAYETTEVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE BAY FAMILY OFFICE
CRD 281675 · SEC 801-106736
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE CAPITAL MANAGEMENT LLC
CRD 106422 · SEC 801-48883
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE STRATEGIES LLC
CRD 110826 · SEC 801-32987
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE'S CREST ADVISORS, LLC
CRD 335252 · SEC 801-132362
HUNTINGTON, NY
Source release August 3, 2026 · retrieved August 18, 2026