Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 168 ms

Reported as registered
FIVE ARROWS MANAGERS NORTH AMERICA LLC
CRD 136191 · SEC 801-64560
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIVESPAN PARTNERS, LP
CRD 332551 · SEC 801-131120
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLAHERTY & CRUMRINE INCORPORATED
CRD 105499 · SEC 801-19384
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLATROCK WEALTH PARTNERS LLC
CRD 321777 · SEC 801-130991
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLC CAPITAL ADVISORS
CRD 111822 · SEC 801-77600
PALM DESERT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FLEX CAPITAL MANAGEMENT, L.L.C.
CRD 299843 · SEC 802-114647
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLEXPATH STRATEGIES
CRD 174306 · SEC 801-80914
ALISO VIEJO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLIGHT DECK CAPITAL, LP
CRD 311353 · SEC 801-120837
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FLOATING CAPITAL MANAGEMENT LP
CRD 326867 · SEC 802-132650
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FLOODGATE
CRD 160983 · SEC 802-75588
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLORIN PENSIONS LLC
CRD 161038 · SEC 801-73254
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLYWHEEL PRIVATE WEALTH LLC
CRD 325690 · SEC 801-127620
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FMB RETIREMENT SERVICES
CRD 164571 · SEC 801-76839
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FMB WEALTH MANAGEMENT
CRD 122309 · SEC 801-61556
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOCUS INVESTMENT ADVISORS, INC
CRD 109970 · SEC 801-57176
SOLANA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOCUSED INVESTORS LLC
CRD 140010 · SEC 801-66523
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOG CITY ADVISORS, LLC
CRD 321822 · SEC 801-133002
ALBANY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FOLVEX CAPITAL MANAGEMENT LLC
CRD 340512 · SEC 802-135408
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FONTE FINANCIAL ADVISORS
CRD 311162 · SEC 801-120581
CARLSBAD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FOOTWORK MANAGEMENT, LLC
CRD 315000 · SEC 802-121688
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026