Reported as registered
PROVENANCE WEALTH ADVISORS
CRD 126529 · SEC 801-113505
FORT LAUDERDALE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
1,284 sourced firms · query 123 ms
Reported as registered
PROVISE MANAGEMENT GROUP, LLC
CRD 105375 · SEC 801-32172
CLEARWATER, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROXY WEALTH ADVISORS LLC
CRD 298080 · SEC 801-128321
WINDERMERE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PSI ADVISORS, LLC
CRD 285880 · SEC 801-108813
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PULLEN INVESTMENT MANAGEMENT
CRD 310149 · SEC 801-127520
BRADENTON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PUNCH CARD MANAGEMENT
CRD 162939 · SEC 801-79532
WINTER PARK, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QP WEALTH MANAGEMENT, LLC
CRD 301071 · SEC 801-115196
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
QSO CAPITAL MANAGEMENT LLC
CRD 340892 · SEC 801-135581
FORT LAUDERDALE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QTR FAMILY WEALTH, LLC
CRD 331655 · SEC 801-130687
LAKE MARY, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUADRANCE CAPITAL PARTNERS, LLC
CRD 341178 · SEC 802-136007
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUALTUS INVESTMENT PARTNERS LLC
CRD 333274 · SEC 802-131471
KEY BISCAYNE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
QUANT ALPHA DECISIONS LLC
CRD 339893 · SEC 801-135231
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTITATIVE SYSTEMATIC STRATEGIES LLC
CRD 165895 · SEC 801-77355
ST. AUGUSTINE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTUM PRIVATE WEALTH, LLC
CRD 307358 · SEC 801-118195
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.
CRD 137788 · SEC 801-65629
SUNNY ISLES BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
R01 CAPITAL MANAGER LLC
CRD 329814 · SEC 802-129840
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RAINEY & RANDALL WEALTH ADVISORS, INC.
CRD 116251 · SEC 801-63498
CELEBRATION, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RALICKI WEALTH MANAGEMENT & TRUST SERVICES
CRD 141192 · SEC 801-124724
STUART, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RALL CAPITAL MANAGEMENT, INC.
CRD 132827 · SEC 801-136005
ROCKLEDGE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RAM REALTY ADVISORS LLC
CRD 160238 · SEC 801-74464
PALM BEACH GARDENS, FL
Source release August 3, 2026 · retrieved August 18, 2026