Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 136 ms

Reported as registered
RIVERCREST CAPITAL MANAGEMENT LLC
CRD 284911 · SEC 801-114834
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIVERROCK ASSET MANAGEMENT LLC
CRD 147691 · SEC 801-127848
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RIVERWALK CAPITAL III, LLC
CRD 308938 · SEC 802-118979
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RIVERWALK CAPITAL, LLC
CRD 288854 · SEC 802-115067
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RIVI CAPITAL LLC
CRD 283779 · SEC 802-107765
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROARING BLUE LION CAPITAL MANAGEMENT, L.P.
CRD 137355 · SEC 802-98343
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBERT HARRELL, INCORPORATED
CRD 106191 · SEC 801-40048
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBERTSON INVESTMENT MANAGEMENT
CRD 115425 · SEC 801-120446
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBERTSON OPPORTUNITY CAPITAL, LLC
CRD 118484 · SEC 801-65108
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBINSON VALUE MANAGEMENT, LTD.
CRD 110156 · SEC 801-80568
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCK HILL CAPITAL
CRD 163129 · SEC 801-108029
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKLAND CAPITAL, LP
CRD 156791 · SEC 801-73791
THE WOODLANDS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKWALL WEALTH MANAGEMENT
CRD 339856 · SEC 801-135636
ROCKWALL, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
CRD 127140 · SEC 801-126829
SUGAR LAND, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROG IX, LLC
CRD 304142 · SEC 801-116760
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROG VI L.L.C.
CRD 285639 · SEC 801-113728
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROGERS WEALTH GROUP, INC.
CRD 107409 · SEC 801-51602
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROLLINS CAPITAL MANAGEMENT, LLC
CRD 167572 · SEC 802-78491
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROOSEVELT CAPITAL MANAGEMENT LLC
CRD 283217 · SEC 801-127033
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROOSTER EQUITY MANAGEMENT, LLC
CRD 340212 · SEC 802-137078
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026