Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

98 sourced firms · query 54 ms

Exempt Reporting Adviser
SIG CAPITAL, LLC
CRD 340668 · SEC 802-135651
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMITH THORNTON ADVISORS, LLC
CRD 312537 · SEC 801-120351
HUNTSVILLE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTHERN CAPITAL SERVICES INC
CRD 105582 · SEC 801-111685
DAPHNE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTHERN FINANCIAL GROUP, LLC
CRD 142644 · SEC 801-67489
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEADMONT ADVISORS, LLC
CRD 328882 · SEC 801-129271
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STONEX ADVISORS INC.
CRD 174182 · SEC 801-80747
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRAUSS FINANCIAL GROUP
CRD 310512 · SEC 801-119480
HOOVER, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUNBURST FINANCIAL GROUP, LLC
CRD 283605 · SEC 801-107720
VESTAVIA HILLS, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WELCH GROUP, LLC
CRD 111273 · SEC 801-56254
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIMBERCHASE FINANCIAL, LLC
CRD 131205 · SEC 801-119050
HOOVER, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUEWEALTH ADVISORS, LLC
CRD 298838 · SEC 801-114236
HOOVER, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUST ADVISORY GROUP LTD
CRD 106926 · SEC 801-46919
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TUCKER FINANCIAL GROUP
CRD 298292 · SEC 801-118704
MONTGOMERY, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VULCAN VALUE PARTNERS LLC
CRD 151190 · SEC 801-70739
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WALTON FINANCIAL
CRD 331634 · SEC 801-130481
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WAVERLY ADVISORS, LLC
CRD 115332 · SEC 801-60741
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILKINS MILLER WEALTH MANAGEMENT, LLC
CRD 162222 · SEC 801-125952
MOBILE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLIAMS FINANCIAL GROUP
CRD 310008 · SEC 801-119410
MOBILE, AL
Source release August 3, 2026 · retrieved August 18, 2026