Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 163 ms

Exempt Reporting Adviser
ALAMEDA CAPITAL MANAGEMENT, LLC
CRD 323383 · SEC 802-136021
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALAMO CAPITAL
CRD 26193 · SEC 801-135291
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALAN BILLER AND ASSOCIATES
CRD 105283 · SEC 801-48432
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALBERT INVESTMENTS, LLC
CRD 298006 · SEC 801-114361
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALBITZ/MILOE AND ASSOCIATES, INC.
CRD 104777 · SEC 801-22365
TORRANCE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALBOURNE AMERICA LLC
CRD 126582 · SEC 801-66613
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALCOSTA CAPITAL MANAGEMENT, INC.
CRD 128679 · SEC 801-121923
SAN RAMON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALDARON MANAGEMENT LLC
CRD 341075 · SEC 802-135728
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALDER VALE
CRD 340953 · SEC 802-135666
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALESSANDRA CAPITAL MANAGEMENT, LLC
CRD 123305 · SEC 801-132715
TORRANCE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALGERT GLOBAL LLC
CRD 125523 · SEC 801-61878
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALIGN WEALTH MANAGEMENT, LLC
CRD 323615 · SEC 801-135664
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
CRD 321735 · SEC 801-125833
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALIGNED PARTNERS
CRD 165825 · SEC 802-130153
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALIMENT CAPITAL, LLC
CRD 285934 · SEC 802-110857
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLEGIS CAPITAL MANAGEMENT COMPANY LLC
CRD 329653 · SEC 802-130083
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE ADVISORY & SECURITIES, LLC
CRD 18835 · SEC 801-67105
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLOCATE MANAGEMENT COMPANY, LLC
CRD 316814 · SEC 801-126667
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLPOINT FINANCIAL GROUP
CRD 301028 · SEC 801-136736
PETALUMA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLSTREET CAPITAL LLC
CRD 283564 · SEC 801-108018
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026