Reported as registered
EXCELSIOR INVESTORS
CRD 108048 · SEC 801-57626
EXCELSIOR, MN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
293 sourced firms · query 62 ms
Reported as registered
EXCELSIOR RENEWABLE ENERGY MANAGEMENT COMPANY LP
CRD 289890 · SEC 801-121947
EXCELSIOR, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FARNAM STREET CAPITAL, INC.
CRD 163719 · SEC 802-76449
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FBD ASSET MGMT
CRD 307216 · SEC 801-118216
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FELTL ADVISORS
CRD 165244 · SEC 801-77347
PLYMOUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FFP WEALTH MANAGEMENT, LLC
CRD 300253 · SEC 801-114728
COON RAPIDS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIAT WEALTH MANAGEMENT
CRD 318201 · SEC 801-123255
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIDUCIARY COUNSELLING INC
CRD 104753 · SEC 801-4158
ST PAUL, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL EMPOWERMENT LLC
CRD 131425 · SEC 801-136104
BURNSVILLE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL PERSPECTIVES
CRD 135549 · SEC 801-97343
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
CRD 113086 · SEC 801-60972
DULUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST LIGHT ASSET MANAGEMENT, LLC
CRD 168899 · SEC 801-78528
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLOURISH WEALTH MANAGEMENT INC.
CRD 170591 · SEC 801-113325
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOCUS FINANCIAL
CRD 116140 · SEC 801-71117
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORTRESS FINANCIAL GROUP, LLC
CRD 315329 · SEC 801-122032
ROCHESTER, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FPNAVIGATORS
CRD 332831 · SEC 801-131251
MAPLE GROVE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FREEDOM FINANCIAL PARTNERS LLC
CRD 327560 · SEC 801-128748
OAKDALE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GALLIARD CAPITAL MANAGEMENT
CRD 106487 · SEC 801-49780
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GARDA CAPITAL PARTNERS
CRD 282439 · SEC 801-107078
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GARY L. GREENBERG
CRD 108423 · SEC 801-24149
EDEN PRAIRIE, MN
Source release August 3, 2026 · retrieved August 18, 2026