Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

217 sourced firms · query 55 ms

Reported as registered
FIDELIS FINANCIAL PLANNING, LLC
CRD 141698 · SEC 801-131701
SAINT CHARLES, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIDUCIARY ADVISORS, INC.
CRD 108239 · SEC 801-57763
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL & TAX ARCHITECTS, LLC
CRD 119169 · SEC 801-114688
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST HEARTLAND CONSULTANTS, INC.
CRD 110377 · SEC 801-46595
LAKE ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIVE ELMS CAPITAL
CRD 163548 · SEC 801-110914
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLOYD FINANCIAL GROUP LLC
CRD 226773 · SEC 801-129942
SPRINGFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FLYOVER CAPITAL PARTNERS, LLC
CRD 173709 · SEC 801-128069
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
CRD 143319 · SEC 801-67641
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOCUS PARTNERS WEALTH, LLC
CRD 159289 · SEC 801-72862
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORTIFY WEALTH, INC.
CRD 297433 · SEC 801-121460
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORVIS MAZARS WEALTH ADVISORS, LLC
CRD 110905 · SEC 801-56928
SPRINGFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOUNDATION WEALTH MANAGEMENT, LLC
CRD 127134 · SEC 801-62187
CLAYTON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOURTHSTONE LLC
CRD 169067 · SEC 801-117051
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FYRA CAPITAL MANAGEMENT
CRD 315100 · SEC 801-121800
ST. CHARLES, MO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
GX VENTURES LLC
CRD 342896 · SEC 802-136586
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARBOUR GROUP INDUSTRIES, INC.
CRD 160634 · SEC 801-73623
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERITAGE ASSET MANAGEMENT, LLC
CRD 323344 · SEC 801-126700
BELTON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HICKORY WEALTH MANAGEMENT, LLC
CRD 298475 · SEC 801-132481
SPRINGFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HILL INVESTMENT GROUP
CRD 312052 · SEC 801-120176
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
HOFMAN WEALTH MANAGEMENT
CRD 342340 · SEC 801-136557
CHESTERFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026