Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

99 sourced firms · query 56 ms

Reported as registered
SIERRA MANAGEMENT GROUP
CRD 307227 · SEC 801-135874
RENO, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIMPLIFY ASSET MANAGEMENT INC.
CRD 309535 · SEC 801-119255
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SKYLINE IM, LTD.
CRD 338446 · SEC 802-134740
RENO, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SKYOAK CAPITAL, INC.
CRD 154248 · SEC 801-118745
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SRD INNOVATION FUND LLC
CRD 341877 · SEC 802-136287
CARSON CITY, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE AMERIFLEX GROUP
CRD 305585 · SEC 801-117784
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE INVESTMENT COUNSEL COMPANY
CRD 19608 · SEC 801-32353
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTH CONSULTING GROUP
CRD 173194 · SEC 801-80386
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THOUGHTFUL MONEY LLC
CRD 329306 · SEC 801-131404
RENO, NV
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TREO VENTURES, LLC
CRD 299417 · SEC 802-114390
RENO, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ULTA WEALTH MANAGEMENT, LLC
CRD 310879 · SEC 801-128332
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNCORRELATED ADVISORS LLC
CRD 305290 · SEC 802-129870
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNIVERSAL VALUE ADVISORS
CRD 285644 · SEC 801-108879
RENO, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VANTAGE WEALTH PLANNING
CRD 173929 · SEC 801-126100
RENO, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEST RIDGE ADVISORS
CRD 282718 · SEC 801-118247
HENDERSON, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHALEN FINANCIAL
CRD 311869 · SEC 801-120102
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITEBARK INVESTORS
CRD 331803 · SEC 801-130640
INCLINE VILLAGE, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINANS INVESTMENTS
CRD 107125 · SEC 801-43327
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ZAZOVE ASSOCIATES LLC
CRD 104751 · SEC 801-34818
INCLINE VILLAGE, NV
Source release August 3, 2026 · retrieved August 18, 2026