Reported as registered
ADDIGENCE CORPORATION
CRD 323504 · SEC 801-131842
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
3,152 sourced firms · query 208 ms
Exempt Reporting Adviser
ADDITION, L.P.
CRD 309075 · SEC 802-119455
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADIRONDACK CAPITAL ADVISORS, LLC
CRD 133305 · SEC 801-115148
SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADIRONDACK FINANCIAL SERVICES CORP
CRD 126155 · SEC 801-64779
UTICA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADIRONDACK RESEARCH & MANAGEMENT INC.
CRD 130987 · SEC 801-63015
GUILDERLAND, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADIT VENTURES MANAGEMENT, LLC
CRD 283262 · SEC 801-130108
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADJACENT VENTURES LLC
CRD 306888 · SEC 802-118903
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADJUVANT CAPITAL, LP
CRD 301716 · SEC 802-129182
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADLER ASSET MANAGEMENT, LLC
CRD 293512 · SEC 801-113287
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED PORTFOLIO MANAGEMENT, LLC
CRD 138769 · SEC 801-66005
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANTAGE ADVISERS MANAGEMENT, LLC
CRD 108180 · SEC 801-55640
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.
CRD 108178 · SEC 801-57013
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANTAGE CAPITAL MANAGEMENT
CRD 171128 · SEC 801-79707
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVENT CAPITAL MANAGEMENT, LLC
CRD 113013 · SEC 801-60263
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVICE AND PLANNING SERVICES
CRD 20472 · SEC 801-63550
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISOR FINANCIAL SERVICES, INC.
CRD 118537 · SEC 801-113326
CHATHAM, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEA ENTERPRISE PARTNERS MANAGEMENT LP
CRD 132753 · SEC 801-63692
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEA QP ADVISERS LLC
CRD 124560 · SEC 801-61722
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEGIS CAPITAL CORP.
CRD 15007 · SEC 801-71386
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEREF MANAGEMENT, LLC
CRD 322495 · SEC 801-128798
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026