Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 117 ms

Reported as registered
ARVIN CAPITAL MANAGEMENT LP
CRD 315672 · SEC 801-127629
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENSION CAPITAL ADVISORS, INC.
CRD 109518 · SEC 801-57951
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENTIS ASSET MANAGEMENT, LLC
CRD 318126 · SEC 801-123264
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENTIS INDEPENDENT ADVISORS, LLC
CRD 322879 · SEC 801-126441
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENTIS WEALTH MANAGEMENT, LLC
CRD 330923 · SEC 801-130034
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASPECT ACQUISITION MANAGEMENT
CRD 288068 · SEC 802-130672
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN WEALTH MANAGEMENT, LLC
CRD 159594 · SEC 801-114243
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPENRIDGE WEALTH ADVISORS
CRD 337220 · SEC 801-134217
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PRESERVATION GROUP INC
CRD 108150 · SEC 801-56931
GRAPEVINE, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSETBUILDER, INC.
CRD 142665 · SEC 801-67404
ALLEN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTRA WEALTH MANAGEMENT GROUP
CRD 326006 · SEC 801-127984
PLANO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLASMARK FINANCIAL, INC.
CRD 152635 · SEC 801-107434
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATOM INVESTORS LP
CRD 296819 · SEC 801-113261
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATX FINANCIAL PLANNING, LLC
CRD 311589 · SEC 801-130875
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUGMENT ADVISORS, LLC
CRD 335130 · SEC 801-134812
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTERRA WEALTH MANAGEMENT LLC
CRD 161964 · SEC 801-126050
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTIN ASSET
CRD 105441 · SEC 801-32217
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTIN MONEY MANAGEMENT CORPORATION
CRD 302038 · SEC 801-118056
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTIN WEALTH MANAGEMENT, LLC
CRD 172793 · SEC 801-117954
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTHENTIKOS WEALTH ADVISORY LLC
CRD 286646 · SEC 801-119920
NEW BRAUNFELS, TX
Source release August 3, 2026 · retrieved August 18, 2026