Reported as registered
3J CAPITAL
CRD 292257 · SEC 801-112499
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 2419 ms
Exempt Reporting Adviser
3ONE4 CAPITAL FME IFSC LLP
CRD 329667 · SEC 802-130814
GIFT CITY, GANDHINAGAR, GUJARAT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3P INVESTMENT MANAGERS PRIVATE LIMITED
CRD 330070 · SEC 802-130788
WORLI, MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3PIM INTERNATIONAL (IFSC) LLP
CRD 337394 · SEC 802-134245
GANDHINAGAR GIFT CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3RD CREEK INVESTMENTS
CRD 115945 · SEC 801-120802
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
3RD STREET CAPITAL MANAGEMENT L.L.C.
CRD 165950
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
3T ADVISORS LLC
CRD 152246
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
3TECH MANAGEMENT LLC
CRD 334346 · SEC 802-132299
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3W FUND MANAGEMENT LIMITED
CRD 173724 · SEC 802-80913
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
4 MI YODEA LTD
CRD 318926 · SEC 802-125993
TEL AVIV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
401 FINANCIAL
CRD 321902
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
401K ASSIST, LLC
CRD 289562
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
401K ENGINEERS INC.
CRD 309129
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
442 CAPITAL PTY LTD
CRD 334382 · SEC 801-132211
SOUTH MELBOURNE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
4490 VENTURES
CRD 174389 · SEC 802-88207
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
468 MANAGEMENT GMBH
CRD 310214 · SEC 802-120260
BERLIN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
47TH STREET PARTNERS MANAGEMENT LLC
CRD 322318 · SEC 802-126364
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
49TH PARALLEL WEALTH MANAGEMENT
CRD 332829
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026