Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 195 ms

Reported as registered
FPC INVESTMENT ADVISORY, INC.
CRD 122728 · SEC 801-112493
PETALUMA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRAMEWORK VENTURES
CRD 314038 · SEC 801-121228
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRANCISCO PARTNERS
CRD 160272 · SEC 801-73955
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRANK FINANCIAL ADVISORS
CRD 147537 · SEC 801-121668
CARLSBAD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRANK, RIMERMAN ADVISORS LLC
CRD 124147 · SEC 801-62201
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRANKLIN ADVISERS, INC.
CRD 104517 · SEC 801-26292
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRAZIER LIFE SCIENCES MANAGEMENT, LP
CRD 317522 · SEC 801-122904
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FREC
CRD 325982 · SEC 801-127783
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FREEDOM FINANCIAL ASSET MANAGEMENT, LLC
CRD 170229 · SEC 802-132671
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FREEMAN SPOGLI
CRD 156819 · SEC 801-73816
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FREESTONE GROVE PARTNERS LP
CRD 328089 · SEC 801-129178
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FREESTYLE CAPITAL MANAGEMENT, LLC
CRD 163087 · SEC 802-75530
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC
CRD 310407 · SEC 801-121910
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FRONTIER
CRD 162468 · SEC 802-75174
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRONTIER GLOBAL PARTNERS LLC
CRD 145341 · SEC 801-71279
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FS INVESTMENT MANAGEMENT L.P.
CRD 291774 · SEC 802-112463
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FTV CAPITAL
CRD 159568 · SEC 801-135262
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FUEL CAPITAL
CRD 171028 · SEC 802-132791
COVINA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FULLER & THALER ASSET MANAGEMENT INC
CRD 107033 · SEC 801-43915
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FULLER INVESTMENT MANAGEMENT COMPANY
CRD 167467 · SEC 801-78317
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026