Exempt Reporting Adviser
ROCANA-SEMILLERO ADVISORS US LLC
CRD 331227 · SEC 802-130238
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
1,284 sourced firms · query 152 ms
Exempt Reporting Adviser
ROE INVESTMENT MANAGEMENT, LLC
CRD 335038 · SEC 802-132152
WESTON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROGAN & ASSOCIATES
CRD 42762 · SEC 801-69994
SAFETY HARBOR, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROO CAPITAL MANAGEMENT I, LLC
CRD 329892 · SEC 802-129532
COCONUT GROVE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSE CAPITAL ADVISORS, LLC
CRD 173054 · SEC 801-80385
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSEMAWR MANAGEMENT LLC
CRD 148984 · SEC 801-69789
MIAMI BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSSBY FINANCIAL, LLC
CRD 324631 · SEC 801-127370
MELBOURNE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROUTE 20 PRIVATE WEALTH INC.
CRD 332581 · SEC 801-130981
FORT LAUDERDALE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROYAL FUND MANAGEMENT, LLC
CRD 144434 · SEC 801-77918
LADY LAKE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RPF CAPITAL
CRD 327893 · SEC 802-128932
SAINT PETERSBURG, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RTC PARTNERS
CRD 307065 · SEC 801-122194
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUGGIERO INVESTMENTS
CRD 169180 · SEC 801-131800
WEST PALM BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUTHERFORD ASSET PLANNING, INC.
CRD 128036 · SEC 801-62324
TAMPA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RVX ASSET MANAGEMENT LLC
CRD 282804 · SEC 801-107281
AVENTURA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RWA ADVISORS
CRD 150120 · SEC 801-124963
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAAGA
CRD 327015 · SEC 801-128286
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAFE HARBOR CAPITAL PARTNERS
CRD 305314 · SEC 801-117908
COCONUT GROVE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAFE HARBOR FIDUCIARY, LLC
CRD 169659 · SEC 801-121650
PENSACOLA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAGACE WEALTH MANAGEMENT
CRD 307212 · SEC 801-130248
ST. PETERSBURG, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SALTMARSH FINANCIAL ADVISORS, LLC
CRD 132248 · SEC 801-110278
PENSACOLA, FL
Source release August 3, 2026 · retrieved August 18, 2026