Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 237 ms

Reported as registered
SCALEWORKS CAPITAL, LLC
CRD 306560 · SEC 801-118462
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHERER FINANCIAL ADVISORY SERVICES, LLC
CRD 317435 · SEC 801-122809
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHLEGEL DUNN LLC
CRD 337990 · SEC 801-134319
PLANO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHLINDWEIN ASSOCIATES LLC
CRD 109132 · SEC 801-57433
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHULZ WEALTH, LTD.
CRD 172194 · SEC 801-113536
MANSFIELD, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCOTT & SELBER, INC. CAPITAL MANAGEMENT
CRD 105523 · SEC 801-28446
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCOUT ENERGY MANAGEMENT LLC
CRD 161832 · SEC 801-78266
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SCOUT VC, LLC
CRD 308128 · SEC 802-118637
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SECURE FINANCIAL MANAGEMENT
CRD 169278 · SEC 801-120719
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEGMENT WEALTH MANAGEMENT, LLC
CRD 164877 · SEC 801-77071
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SENDERO WEALTH MANAGEMENT, LLC
CRD 145594 · SEC 801-68572
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SENTRY MANAGEMENT INC
CRD 107379 · SEC 801-38034
WICHITA FALLS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEQUEL HOLDINGS, L.P.
CRD 170237 · SEC 801-117054
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEQUENT ASSET MANAGEMENT, LLC
CRD 148194 · SEC 801-69523
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SERVE CAPITAL PARTNERS
CRD 284027 · SEC 801-117466
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SFMG WEALTH ADVISORS
CRD 107548 · SEC 801-44699
PLANO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHADOWRIDGE ASSET MANAGEMENT, LLC
CRD 162066 · SEC 801-131300
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SHD MANAGEMENT, LLC
CRD 170651 · SEC 802-82170
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHELTER WEALTH STRATEGIES, LLC
CRD 170655 · SEC 801-135465
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHELTON WEALTH MANAGEMENT, LLC
CRD 312686 · SEC 801-120423
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026