Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 189 ms

Exempt Reporting Adviser
EQUITYZEN ADVISORS LLC
CRD 289299 · SEC 802-111048
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ERA GLOBAL TECHNOLOGIES
CRD 339601 · SEC 801-135818
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ERA VENTURES MANAGEMENT LP
CRD 323572 · SEC 802-126886
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EREZ ASSET MANAGEMENT, LLC
CRD 332027 · SEC 801-132310
NEW ROCHELLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ESTABROOK CAPITAL MANAGEMENT LLC
CRD 128856 · SEC 801-62452
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ETH CORP.
CRD 161250 · SEC 802-74502
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ETHIC
CRD 282827 · SEC 801-107290
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EUDAIMONIA WEALTH
CRD 305431 · SEC 801-132075
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EURAZEO NORTH AMERICA, INC.
CRD 300444 · SEC 801-116791
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EV3 VENTURES LLC
CRD 323090 · SEC 802-126627
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EVENT CAPITAL STRATEGIES MANAGEMENT, LLC
CRD 326921 · SEC 802-129701
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVER GREEN WEALTH MANAGEMENT, LLC
CRD 297459 · SEC 801-117694
VICTOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERCORE WEALTH MANAGEMENT, LLC
CRD 148399 · SEC 801-69645
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERSEPT PARTNERS, L.P.
CRD 282358 · SEC 801-108771
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERSIDE CAPITAL PARTNERS
CRD 289799 · SEC 801-114393
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EVERTRUST GROUP INC
CRD 340177 · SEC 802-135263
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERVIEW PARTNERS, L.P.
CRD 334067 · SEC 801-132080
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EVOLUTION EQUITY PARTNERS
CRD 319748 · SEC 802-124927
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EX/ANTE LLC
CRD 326170 · SEC 802-128088
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EXAGON IMPACT CAPITAL LLC
CRD 334623 · SEC 802-132194
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026