Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 199 ms

Exempt Reporting Adviser
EXBORDER PARTNERS LLC
CRD 339419 · SEC 802-134845
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXCEED ADVISORY LLC
CRD 170403 · SEC 801-79958
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EXCELL TECHNOLOGY VENTURES
CRD 317790 · SEC 802-123041
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXCOMP ASSET MANAGEMENT LTD
CRD 110434 · SEC 801-43057
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXODUSPOINT CAPITAL MANAGEMENT, LP
CRD 294156 · SEC 801-112901
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXOME ASSET MANAGEMENT LLC
CRD 304585 · SEC 801-121896
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EXTANT CAPITAL LLC
CRD 337508 · SEC 801-133928
ALBANY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EYRE STREET CAPITAL
CRD 333970 · SEC 801-131669
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FACT CAPITAL, L.P.
CRD 307860 · SEC 801-126188
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
FACTORPOINT PLANNING, LLC
CRD 341229 · SEC 801-135767
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAGAN ASSOCIATES INC
CRD 107562 · SEC 801-50955
TROY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FALCONPOINT CAPITAL PARTNERS LLC
CRD 327260 · SEC 801-128440
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAMA FIDUCIARY WEALTH LLC
CRD 125627 · SEC 801-78791
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAMILY MANAGE LLC
CRD 104951 · SEC 801-35943
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FARMERS GATE
CRD 311382 · SEC 802-119862
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAROL INVESTMENT ADVISERS LP
CRD 166565 · SEC 801-77647
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FARRELL FINANCIAL
CRD 321609 · SEC 801-125815
ORCHARD PARK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FCO ADVISORS LP
CRD 290182 · SEC 801-112293
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FEDERAL PREP
CRD 282663 · SEC 801-118329
BOHEMIA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
CRD 106277 · SEC 801-49470
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026