Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 238 ms

Reported as registered
SLOTNIK CAPITAL, LLC
CRD 324251 · SEC 801-127200
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLW INVESTMENT MANAGEMENT, LLC
CRD 332006 · SEC 801-130867
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMART MONEY GROUP, LLC
CRD 284187 · SEC 801-107979
EASTLAND, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMH CAPITAL ADVISORS LLC
CRD 108344 · SEC 801-54089
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMITH & WYATT
CRD 285310 · SEC 801-128977
COLLEGE STATION, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SMITH GROUP ASSET MANAGEMENT, LLC
CRD 313265 · SEC 801-120777
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SMITHR CAPITAL
CRD 340284 · SEC 802-135311
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNIDER ADVISORS
CRD 120943 · SEC 801-110026
IRVING, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SNOWCAP CAPITAL MANAGEMENT
CRD 146883 · SEC 801-69447
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOCORRO ASSET MANAGEMENT
CRD 304401 · SEC 801-116849
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOFTVEST ADVISORS
CRD 300084 · SEC 801-114671
ABILENE, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOLE SOURCE CAPITAL LLC
CRD 290032 · SEC 801-115305
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOLUTIONS 4 WEALTH
CRD 143248 · SEC 801-121358
SOUTHLAKE, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SONNET, LLC
CRD 282882 · SEC 801-133807
SPRING, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUNDWATCH CAPITAL, LLC
CRD 173151 · SEC 801-80617
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SOUTH LOOP VENTURES MANAGEMENT, LLC
CRD 331484 · SEC 802-136073
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTH TEXAS CAPITAL ADVISORS, LLC
CRD 283773 · SEC 801-136578
NEW BRAUNFELS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SOUTHPAW CP MANAGER LP
CRD 339218 · SEC 801-135943
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTHWESTERN MONEY MANAGEMENT LLC
CRD 304033 · SEC 801-117271
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOVEREIGN WEALTH ADVISORS LLC
CRD 188524 · SEC 801-98346
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026