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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

1,284 sourced firms · query 234 ms

  • Reported as registered

    SOLOMON API LLC

    CRD 159471 · SEC 801-113882

    ROCKLEDGE, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SOUND INCOME STRATEGIES, LLC

    CRD 173272 · SEC 801-80425

    FORT LAUDERDALE, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SOUTHCOL ADVISORS

    CRD 308154 · SEC 801-118783

    NAPLES, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SPARROW WEALTH MANAGEMENT

    CRD 152670 · SEC 801-132084

    ORLANDO, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SPIREPOINT PRIVATE CLIENT, LLC

    CRD 327350 · SEC 801-128336

    VERO BEACH, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SPYRNAL FINANCIAL GROUP

    CRD 299957 · SEC 801-129269

    BOKEELIA, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SRT GROUP LLC

    CRD 330219 · SEC 801-130704

    WEST PALM BEACH, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    STATETRUST CAPITAL, LLC.

    CRD 114052 · SEC 801-60478

    BOCA RATON, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    STELLATION MANAGEMENT LLC

    CRD 315558 · SEC 802-122545

    MIAMI BEACH, FL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    STERLING INVESTMENT MANAGEMENT

    CRD 174707 · SEC 801-80903

    WEST PALM BEACH, FL

    Source release August 3, 2026 · retrieved August 18, 2026