Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 261 ms

Reported as registered
FINANCIAL PLANNING ASSOCIATES, LLC
CRD 159404 · SEC 801-79162
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINCADIA ADVISORS LLC
CRD 338396 · SEC 801-135533
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINDELL CAPITAL MANAGEMENT LLC
CRD 307394 · SEC 801-129926
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINE CAPITAL PARTNERS, L.P.
CRD 156889 · SEC 801-73740
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINGERLAKES WEALTH MANAGEMENT, INC.
CRD 149709 · SEC 801-69987
ITHACA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINHABITS ADVISORS, LLC
CRD 210522 · SEC 801-104472
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINTECH COLLECTIVE MANAGEMENT LLC
CRD 288031 · SEC 801-121471
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIO ADVISORS LP
CRD 300903 · SEC 801-130912
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIREBIRD MANAGEMENT
CRD 136559 · SEC 801-73500
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRESIDE INVESTMENTS
CRD 323080 · SEC 802-126550
RYE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRMAMENT ADVISORS PARALLEL IV, LLC
CRD 326863 · SEC 802-128108
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST AMERICAN ASSET ADVISORY, LLC
CRD 282254 · SEC 801-126067
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC
CRD 285836 · SEC 801-110171
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRST CLOSE PARTNERS MANAGEMENT, LLC
CRD 334971 · SEC 802-132480
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST EAGLE INVESTMENT MANAGEMENT, LLC
CRD 108260 · SEC 801-50659
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC
CRD 300359 · SEC 801-116996
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST LONG ISLAND INVESTORS, LLC
CRD 167212 · SEC 801-21607
JERICHO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST MANHATTAN CO. LLC
CRD 325281 · SEC 801-12411
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST SENTIER INVESTORS (US) LLC
CRD 170739 · SEC 801-93167
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRSTMARK CAPITAL, LLC
CRD 162883 · SEC 802-75700
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026