Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 194 ms

Exempt Reporting Adviser
FOREPONT CAPITAL LLC
CRD 308323 · SEC 802-135325
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORESIGHT GLOBAL INVESTORS, INC.
CRD 281818 · SEC 801-106799
PURCHASE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORMULA GROWTH MANAGEMENT CORP
CRD 285005 · SEC 801-110367
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FORNEXT INC.
CRD 337490 · SEC 802-133867
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORSYTH STREET ASSET MANAGEMENT LLC
CRD 310545 · SEC 801-119447
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORTERIS WEALTH MANAGEMENT, INC.
CRD 108314 · SEC 801-44613
ARMONK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORTRESS INVESTMENT GROUP
CRD 129612 · SEC 801-62982
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FORUM VENTURES MANAGEMENT, LLC
CRD 319468 · SEC 802-126184
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
FORVM GLOBAL INVESTMENTS LLC
CRD 340612 · SEC 801-135921
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOUR CORNERS FINANCIAL
CRD 287468 · SEC 801-118152
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOUR LION CAPITAL, LP
CRD 333602 · SEC 801-134673
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOUR POINTS ADVISORS, LLC
CRD 171720 · SEC 801-118971
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOURSIXTHREE CAPITAL LP
CRD 311299 · SEC 801-120127
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOURWORLD CAPITAL MANAGEMENT LLC
CRD 284138 · SEC 801-107921
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOX FINANCIAL SERVICES, INC.
CRD 112506 · SEC 801-60571
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOXPATH CAPITAL PARTNERS LP
CRD 331708 · SEC 801-134204
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FPLF MANAGEMENT LLC
CRD 331881 · SEC 801-131109
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRAMEWORK DIGITAL ADVISORS
CRD 338868 · SEC 801-134687
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRANCIS FINANCIAL
CRD 128067 · SEC 801-76703
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRANCO FINANCIAL ADVISORS, INC.
CRD 137587 · SEC 801-125726
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026