Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 365 ms

Reported as registered
ALPINE PRIVATE WEALTH
CRD 286072 · SEC 801-108952
SAINT LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINE SAXON WOODS
CRD 109686 · SEC 801-56910
PURCHASE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPINE SPACE VENTURES MANAGEMENT GMBH
CRD 325472 · SEC 802-128587
MUNICH, BAVARIA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINE WEALTH ADVISORS, LLC
CRD 105433 · SEC 801-130531
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINE WOODS CAPITAL INVESTORS, LLC
CRD 112496 · SEC 801-55110
PURCHASE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINVEST PARTNERS B.V.
CRD 159215 · SEC 801-72890
AMSTERDAM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC
CRD 322058 · SEC 801-126208
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINVEST US HOLDINGS, LLC
CRD 328458 · SEC 801-129132
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPS ADVISORS, INC.
CRD 134340 · SEC 801-67135
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALSIS FUNDS, LLC
CRD 166032 · SEC 802-80365
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALSO CAPITAL MANAGEMENT LLC
CRD 334024 · SEC 802-131890
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALSOP LOUIE PARTNERS
CRD 163299 · SEC 802-75750
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALSWORTH CAPITAL MANAGEMENT, LLC
CRD 281417 · SEC 801-113550
CORNING, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTA ASSET MANAGEMENT, LLC
CRD 339811 · SEC 801-135204
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTA CAPITAL MANAGEMENT LLC
CRD 106786 · SEC 801-50778
SALT LAKE CITY, UT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTA EQUITY PARTNERS, LLC
CRD 162064 · SEC 802-75371
CONCORD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTA FOX CAPITAL MANAGEMENT, LLC
CRD 295816 · SEC 801-121497
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTA FUNDAMENTAL ADVISERS LLC
CRD 168642 · SEC 801-80306
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTA GROWTH CAPITAL
CRD 162484 · SEC 802-75157
MEXICO CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTA PARK CAPITAL, LP
CRD 169422 · SEC 801-110348
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026